SESSION OVERVIEW

Client due diligence is a crucial element of the AML regime for firms operating in the regulated sector but an aspect that many struggle with. This deep dive seminar will deal with all the common problem issues and provide practical advice.

KEY FEATURES

• The firm wide risk assessment – what is it and what ACCA is looking for
• Performing client due diligence – the end to end process
• Key risks and red flags when identifying clients
• Documentation required when verifying the identity of personal and corporate clients
• Using electronic databases - key tricks and traps
• When is enhanced due diligence is required and what is involved?
• Important requirements for ongoing due diligence
• Frequently asked questions

You will walk away from the session with a good grasp of all the important regulations in this area, ensuring that your firm is fully compliant with ACCA requirements.

This webinar was recorded on 2 June 2023.

Peter Herbert

Peter qualified as a Chartered Accountant with an international accountancy firm before working in industry. He has over 20 years of training experience and is a founding director of Insight Training. Peter specialises in financial reporting, auditing, practice regulation and company law, as well as commercial awareness and business skills. He has a small practice, providing advice to mid-tier and small accountancy practices on aspects of accounting, auditing and practice regulation.

3 CPD units

1 hour of learning = 1 unit of CPD.

ACCA members can use this learning to meet their CPD requirements provided it is relevant to their career. If the event contributes to general knowledge and skills, it should be recorded as non-verifiable CPD. If the learning can be applied in the workplace, it will contribute to verifiable CPD.

Fee: 120 GBP + VAT (142 GBP) per delegate

Please note: If you are unable to join the live webinars, they will be available on-demand 24 hours after the live webinar ends and you will have access to the sessions for 12 months.

This event is organised by ACCA Continuous Learning.

If you have any queries regarding this event please contact us on:

UKCL@accaglobal.com